Australian wealth advice · controlled AI workflows
Controlled advice workflows for leading wealth managers.
The system assists. The Adviser advises.
Finlogica integrates with existing adviser, broker and compliance workflows to support the production and review of adviser-ready advice packs — with deterministic calculations, file-control checks and audit evidence retained against every file. It is not generic AI, a chatbot, a prompt tool or a replacement wealth platform.
Adviser-supervised by design. Finlogica does not provide personal financial advice. Authorised advisers and licensees retain advice scope, client-facing judgement, approval and record-keeping responsibility.
AU data residency
AI processing through AWS Bedrock
SOC 2
Deterministic calculations
Australian advice controls
IRESS / FIX integration
The advice trilemma
Personalised. Compliant. At scale.
Customised, compliant advice takes time. The challenge is producing and reviewing personalised, compliant advice quickly enough to serve large client books — without losing consistency, control or client momentum.
Most firms optimise two.Finlogica is designed to support all three.
Spend more time with clients and less on admin
Adviser-ready advice packs in minutes, not days
Reproducible, traceable and defensible files
Advice Delivery Pack +
Run 001498 · adviser review
Advice delivery pack
Mr Max Smart
Generated 29 April 2026 · Reference run for adviser review
When AI enters advice production, the issue becomes control.
Advisers are already using general-purpose AI in client work. The licensee exposure is whether the file can be reproduced, reasoned and defended on review — a reasoning-chain question now squarely inside the best-interests obligation.
Regulatory context
"ASIC is urging financial services and credit licensees to ensure their governance practices keep pace with their accelerating adoption of artificial intelligence."
ASIC Media Release 24-238MR · 29 October 2024
01 · Lead exposure
No audit trail or reproducibility
The file often cannot demonstrate how advice was formed, what inputs were used, or why the recommendation was appropriate.
02 · Privacy
Client data exposure
Client PII may be entered into general-purpose models with no enforceable limits on retention, secondary use or model training.
03 · Reliability
Hallucination and inconsistency
Models can generate plausible but incorrect content and produce different outputs from the same facts.
04 · Hidden liability
Systemic failure modes
When a prompt or tool fails, the failure can repeat the same way across multiple advisers and client files before becoming visible.
From file weakness to firm-level harm.
Unmanaged AI use does not stop at one file. At scale it can turn into financial liability, remediation cost and reputational harm across the licensee. The CSLR levy and AFCA determinations follow the licensee, not the tool.
Finlogica does not rely on the language model to be the control. Structured inputs, deterministic calculations, controlled drafting, file-control checks, record keeping and adviser approval sit around the model. The reader's question — what would my risk committee ask? — is mapped to a numbered control that retains the evidence.
Step 01
Structured inputs
Defined source data before drafting begins.
Step 02
Deterministic calculations
Numbers are calculated, not written by the model.
Step 03
Controlled drafting
AI drafts within approved templates and structured context.
Step 04
File-control checks
Structured compliance assessment with evidence per check.
Step 05
Record keeping
Inputs, calculations, exceptions and approvals retained.
Step 06
Adviser approval
Professional judgement and final release stay with the adviser.
Designed to integrate with your workflow — not replace it.
Finlogica operates as a controlled production and review layer behind the existing adviser environment — not as a replacement adviser desktop or wealth platform. Inputs and outputs move through controlled email, secure shared folder or API integration. Procurement-grade controls — SSO/SAML/MFA-ready access, Australian PII residency, AI processing through AWS Bedrock, SOC 2 assurance and audit logs — apply across deployment options.
AU data residency
AI processing through AWS Bedrock
SOC 2
Deterministic calculations
Australian advice controls
IRESS / FIX integration